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Service Sector in India 2006-07
NSS 63rd round

India, 2006 - 2007
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IND-NSSO-SSI-2006-v1.0
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  • Study Description
  • Data Dictionary
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  • Identification
  • Version
  • Scope
  • Coverage
  • Producers and sponsors
  • Sampling
  • Survey instrument
  • Data collection
  • Data processing
  • Data appraisal
  • Data Access
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  • Identification

    Survey ID number

    IND-NSSO-SSI-2006-v1.0

    Title

    Service Sector in India 2006-07

    Subtitle

    NSS 63rd round

    Abbreviation or Acronym

    SSI 2006-07

    Country
    Name Country code
    India IND
    Study type

    Enterprise Survey [en/oth]

    Series Information

    The National Sample Survey (NSS), set up by the Government of India in 1950 to collect socio-economic data employing scientific sampling methods start its sixty-third round from 1st July 2006. The sixty-third round of NSS is earmarked for collection of data on economic and operational characteristics of enterprises in service sector (excluding trade) and also on household consumer expenditure. The field operations of the survey commenced on 1st July 2006 and continued up to 30th June 2007. Last survey of service sector enterprises was conducted in the 57th round of NSS during July 2001 to June 2002.
    The present survey is basically a repetition of the 57th round survey in terms of concepts and definitions. However, financial sector has been included in the coverage of this round.

    Abstract

    Objective of the Enterprise Survey: The main aim of the survey on unorganised service sector enterprises was to estimate size in terms of the total number enterprises, employment, fixed assets, operating expenses, receipts, value added, loans, gross value added per worker, etc. Information on other attributes like type of ownership, type of operation, number of months of
    operation, whether carrying out mixed/multiple activity, whether accounts maintained, etc. was also collected. The results pertaining to size, employment and economic indicators of the enterprises have been brought out in the first report*. This report, second in the series, presents the size and employment in brief, and the characteristics of the enterprises in terms of ownership, social group of owner, type of operation, months of operation, whether accounts maintained, nature of problems faced, etc.

    Kind of Data

    Sample survey data [ssd]

    Unit of Analysis

    Enterprises and Households

    Version

    Version Description

    V 1.0: Re-organised anonymized dataset for public distribution

    Version Date

    2012-11-03

    Scope

    Notes

    The 63rd round (July 2006 - June 2007) of NSS is earmarked for survey on service sector enterprises (excluding Trade). All service sector enterprises, which are not covered under the Annual Survey of Industries (ASI), will be under coverage of the survey. Government and public sector undertakings are not under survey coverage. Usual annual surveys on consumer expenditure is also being carried out during this round.

    The descriptions of the service enterprises under the coverage of the survey are given below.

    HOTELS AND RESTAURANTS

    A hotel is an enterprise that provides lodging services with or without arrangements for meals, other prepared food and refreshments. Dharamshala type lodging places, private guest/rest houses, tourist lodges etc. which provide short-stay accommodation are to be covered under hotels provided they are run by private individuals/organszations. However similar facilities if provided by Govt./PSU/Local body/Statutory bodies (e.g. ISI, IIT,Universities etc.) are excluded from the purview of the coverage of this survey. A restaurant generally provides eating and drinking services where prepared meals, food and refreshments and other snacks are sold for immediate consumption without any provision for lodging. Such enterprises are variously known as restaurants,cafes, cafeteria, snack bars, lunch counters, refreshment stands, milk bar canteens, etc. Bars and other drinking places will also be treated as restaurants. Canteens located in offices, factories, etc. will be treated as restaurants if they are operated by private contractors. But departmental canteens run by government will be excluded.

    OTHER LAND TRANSPORT

    All types of passenger transport by land (excluding railway) and freight/ goods transport by road will be covered.

    WATER TRANSPORT
    All kinds of water transport will be covered.

    SUPPORTING AND AUXILLIARY TRANSPORT ACTIVITIES; ACTIVITIES OF TRAVEL AGENCIES
    Activity of cargo handling, storage and warehousing, supporting services to land transport like operation of railway stations, bus stations, highway bridges, toll roads, vehicular tunnels; parking lots and left luggage facilities at the railway stations, bus stations, traffic control activities, supporting services to water transport such as operation and maintenance of piers, docks, pilotage, loading and unloading of vessels, supporting services to water transport such as operation and maintenance of piers, docks, pilotage, and loading and unloading of vessels,activity of travel agency and tour operators, activities of other transport agency, supporting services incidental to transport such as packing, freighting, travel agency etc. will be covered.

    POST AND TELECOMMUNI-CATIONS

    All enterprises providing communication services, not owned by government, Public Sector undertakings and local bodies will be covered. This will include courier services, ISD/STD/ PCO booths, voice mail services through computer networking, video/fax services, phone plus services, voiced and non-voiced leased circuits, telex/FAX/data services through computer network, radio paging, e-mail, video conferencing, internet, audio services and activity of cable operators etc.

    OTHER FINANCIAL INTERMEDIATION. [This group includes financial intermediation other than that conducted by monetary institutions.]

    Monetary intermediation for example banking etc. is excluded from coverage. Activities of hire - purchase financing, housing finance companies, commercial loan companies, other credit activities including pawn shops,other financial intermediation, Mutual Funds, Chit fund/Kuri companies, Investment Companies, Money lending from own source will be considered as an enterprise with separate NIC code (65925). Self-help groups and cooperative credit societies will also be given separate NIC codes 65994 and 65995 respectively.

    INSURANCE AND PENSION FUNDING, EXCEPT COMPULSORY SOCIAL SECURITY
    Life insurance [this class includes life insurance (including reinsurance) and other long-term insurance, with or without a substantial saving element, including the collection and investment of funds], pension funding [this class includes the provision of retirement incomes, including activities involving the collection and investment of funds (Funding and administration of compulsory social security programmes are classified in class 7530)], and non-life insurance will be covered.

    ACTIVITIES AUXILIARY TO FINANCIAL INTERMEDIATION
    Administration of financial markets, security dealing activities, activities auxiliary to financial intermediation,activities of financial advisers, mortgage advisers and brokers, foreign exchange services, activities auxiliary to insurance and pension funding, activities of insurance agents, average and loss adjusters, actuaries and salvage administrators etc will be covered.

    REAL ESTATE ACTIVITIES
    It include activities like: (i) purchase, sale, letting and operating of real estate i.e. residential/non-residential buildings, (ii) developing and sub-dividing real estate into lots, (iii) lessors of real property and (iv) real estate agents, brokers and managers engaged in renting, buying and selling, managing and appraising real estate on a contract or fee basis. Renting of marriage halls, etc. will be considered as an enterprise. Operating of real estate of self owned residential buildings (NIC code 70103) will not be included.

    RENTING OF MACHINERY AND EQUIPMENT WITHOUT OPERATOR AND OF PERSONAL AND HOUSEHOLD GOODS

    Renting of transport equipment, other machinery and equipment [like agricultural machinery and equipment,construction and civil engineering machinery and equipment, office machinery and equipment (including computers)], personal and household goods (like tents, electrical appliances, furniture, video cassettes, CDs,audio cassettes and records etc., books, journals and magazines, musical instruments, bicycle, footwear etc.) will be covered.

    COMPUTER AND RELATED ACTIVITIES
    Hardware consultancy, software publishing; software consultancy, supply and maintenance; data processing,maintenance and repair of office, accounting and computing machinery, other computer related activities [for example maintenance of websites of other firms/ creation of multimedia presentations for other firms etc.] will be
    covered.

    RESEARCH AND DEVELOPMENT
    Research and experimental development on natural sciences and engineering, social sciences and humanities will be covered

    OTHER BUSINESS ACTIVITIES
    Legal, accounting, book-keeping and auditing activities; tax consultancy; market research and public opinion polling; business and management consultancy, architectural, engineering and other technical activities,advertising, labour recruitment and provision of personnel, investigation and security activities, building-cleaning and industrial cleaning activities, photographic activities, packaging activities, photostat, blue-printing, xeroxing,copying of documents, ammonia printing, fashion design related to textiles, wearing apparel, shoes, jewelry,furniture, Interior decoration, secretarial activities such as telephone answering, stenographic, duplicating & mailing etc. will be covered

    EDUCATION
    All Govt. or Govt.- aided educational institutions will be outside the survey coverage. Educational institutions where salaries of the teachers/ staffs are funded fully by the Government will be considered as Govt. aided educational institution. All private educational institutions will be covered whether or not recognised. This will include management training institutes, computer training centres, nursing schools, schools of music, drama,dance, fine arts, modelling, fashion designing, yoga and physical education and general coaching centres (e.g.
    for various competitive examinations) etc. are to be covered. This will also include adult education centers.

    HEALTH AND SOCIAL WORK
    All enterprises engaged in health and medical services other than those owned by government, public sector undertakings, local bodies will be covered, irrespective of the system of medicine. Hospital activities including those of general and specialized hospitals, sanatoria, asylums, rehabilitation centres, dental centres, nursing homes and other health institutions having accommodation facilities, nurses, physiotherapist etc., independent diagnostic/pathological laboratories, independent blood banks, ambulance services etc. will be covered. All
    private dispensaries, clinics and consultation chambers run by doctors will be covered. An employed doctor and para-medical person (such as midwife, dai etc.) doing private practice will be covered and his/her private practice alone will be considered as an enterprise. The survey will also cover activities of veterinary activities including bird hospitals under NIC code 852. Social work with accommodation such as activities of orphanages, children boarding homes and hostels, residential nurseries, homes for aged, physically or mentally handicapped persons
    will be covered under NIC code 8531. Social work without accommodation involving variety of social counseling,welfare, refugee, referral and similar services to individuals and families in their homes or elsewhere (e.g. day care centres for children, handicapped etc.) will be covered under NIC code 8532

    SEWAGE AND REFUSE DISPOSAL, SANITATION AND SIMILAR ACTIVITIES
    Garbage collection, transportation and disposal, removal of human wastes and their treatment and disposal,including maintenance of sewers and drains, outdoor sweeping and watering of streets etc. will be covered.

    ACTIVITIES OF RELIGIOUS ORGANISATIONS
    Individuals who provide services directly to worshippers will only be covered.

    ACTIVITIES OF OTHER MEMBERSHIP ORGANISATIONS N.E.C.
    Includes rotary clubs, student associations, war veterans' associations, book clubs, philatelic clubs, associations of minority groups, and the activities of other similar associations / organisations.

    RECREATIONAL, CULTURAL AND SPORTING ACTIVITIES
    Motion picture, radio, television and other entertainment activities; news agency activities; library, archives,museums and other cultural activities; sporting and other recreational activities will be covered.

    OTHER SERVICE ACTIVITIES
    Persons providing services to the households, for example cooks, tutors, etc., by visiting the houses of the employer (service consuming households) will not be considered as self-employed. However, if some persons provide legal, accounting or similar services to different enterprises on a fee basis, they will be treated as running own account enterprise.

    Topics
    Topic Vocabulary
    Infrastructure World Bank
    Social Development World Bank
    Macroeconomics & Growth World Bank
    Labor & Social Protection World Bank
    Keywords
    Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance) Unorganised Services (Excluding Trade and Finance) Mixed Activity Broad Activity Group Segment number Own account enterprise (OAE) establishment Enterprise 5-digit code as per NIC-1998 Nature pf operations - seasonal, perennien and casual Type of ownership registered under companies act Rent gross value added Employment Worker Fixed assets owned and hired Banks Financial Institutions

    Coverage

    Geographic Coverage

    National, State, Urban and Rural

    Universe

    All enterprises belonging to the service sector excluding the service sector enterprises pursuing the activities of wholesale and retail trade, repair of motor vehicles, motorcycles and personal and household goods (G); financial intermediation (J); public administration and defence (L); private households with employed persons (P) and extra-territorial organisations and bodies (Q).

    Producers and sponsors

    Primary investigators
    Name Affiliation
    NSSO Ministry of Statistics and Programme Implimentation, Government of India (GOI)
    Producers
    Name Affiliation Role
    SDRD Ministry of Statistics and PI, Govt of India Questonnaire design, sampling methodology and data analysis
    Field Office Division Ministry of Statistics and PI, Govt of India data collection
    Data Processing Division Ministry of Statistics and PI, Govt of India data processing
    Computer Centre Ministry of Statistics and PI, Govt of India Dissemination and Website hosting
    Funding Agency/Sponsor
    Name Abbreviation
    Ministry of Statiistics and Program Implimentation MOSPI, Government of India
    Other Identifications/Acknowledgments
    Name Affiliation Role
    Governing council NSSO, GOI Formulation of Survey design

    Sampling

    Sampling Procedure

    Outline of sample design:
    Two frames have been used for the 63rd round survey viz. List frame and Area frame.

    List frame:
    A list of 1000 service sector companies distributed all over India has been used as list frame. The list of financial sector enterprises has been supplied by RBI. For the other service sector enterprises the list has been supplied by the Ministry of Company Affairs. For all the companies in the list frame, information will be collected considering all the branch offices. A combined schedule 2.345 is to be filled up for the list frame companies covering all the branches.All these companies in the list frame will be surveyed. However, these companies and their branch offices will be excluded from the coverage of the area frame survey to avoid duplication.There is no sub-round restriction for the list frame units. All the enterprises in the list frame are common to both central and state samples.The list frame units will be surveyed by the central agency only. Validated data regarding list frame units will besupplied by DPD to the respective State agencies.

    Area frame:
    A stratified multi-stage design has been adopted for the 63rd round survey. The first stage units (FSU) will be the 2001 census villages (Panchayat wards in case of Kerala) in the rural sector and Urban Frame Survey (UFS) blocks in the urban sector. In addition, for the newly declared towns and out growths (OGs) in census 2001 for which UFS has not yet been done, a separate list has been prepared and these list has been used as a frame for such towns and OGs in urban sector. For these towns and OGs the whole town/ OG will be considered as FSU. The ultimate stage units (USU) will be households/ service sector enterprises, in both the sectors. In the case of large villages/ towns/ blocks requiring hamlet-group (hg)/ sub-block (sb) formation, one intermediate stage will be the selection of hgs/ sbs from each FSU.

    The list of villages as per census 2001 has been used as frame for the rural sector.
    In the urban sector, three kinds of frames have been used:
    (a) For the 27 towns with population 10 lakhs or more (as per Census 2001), EC-98 has been used as frame.
    (b) For other UFS towns, the latest available list of UFS blocks has been used as frame.
    (c) For non-UFS towns list of such towns/ OGs has been used as frame.

    Stratification: Within each district of a State/ UT, two basic strata have been formed:
    i) rural stratum comprising of all rural areas of the district and (ii) urban stratum comprising of all the urban areas of the district. However, if there are one or more towns with population 10 lakhs or more as per population census 2001 in a district, each of them will also form a separate basic stratum and the remaining urban areas of the district will be considered as another basic stratum. There are 27 towns with population 10 lakhs or more at all- India level as per census 2001. Sub-stratification for area frame:

    Total sample size: 13997 FSUs for area frame and 1000 service sector companies for list frame have been allocated at all-India level for central sample on the basis of investigator strength. For state sample, 16892 FSUs have been allocated for area frame.

    For Detailed on Sampling procedure refereed to External Resource , page number A5 of Note on Sample Design and Estimation Procedure

    Deviations from the Sample Design

    There was no deviation from the original sampling design

    Weighting

    WGT- Multiplier has been provided along with NS Count for sub-sample and combined. The weighting factor has been computed as posted in each record as per the following formula:

    HHMLT=HHMLT/100 if NSS==NSC;
    and HHMLT=MLT/200 if NSS!=NSC;

    Survey instrument

    Questionnaires

    Schedule 3.1 consists of the following 7 blocks:
    [0] descriptive identification of sample enterprise
    [1] identification of sample enterprise / establishment
    [2] particulars of operation and background information
    [3] selected important operating expenses during the reference month (Rs. in whole number) other operating expenses during the reference month: all activities (Rs. in whole number)

    (blocks 3 and 3.1 together will give total expenses of the enterprise. If some of the items have already been covered under specific activities in block 3, they should not be reported here again)

    [4] selected important receipts during the reference month (Rs. in whole number)
    [4.1] other receipts during the reference month : all activities (Rs. in whole number) (blocks 4 and 4.1 together will give total receipts of the enterprise. If some of the items have already been covered under specific activities in block 4, they should not be reported here again)
    [5] calculation of gross value added for the reference month (Rs. in whole number)
    [6] employment particulars of the enterprise during the reference month
    [7] compensation to workers during the reference month
    [8] fixed assets owned and hired
    [9] loans outstanding as on the date of survey
    (only loans taken for enterprise to be considered)
    [10] particulars of field operation

    Blocks 3 and 4 are the main blocks of this schedule. Block 3 is meant for recording the information relating to availability of some facilities to the villagers. Block 4 is for recording the information relating to distance of specified facilities from the centre of the sample village.

    Blocks 0 & 1 are meant for recording the identification particulars of the sample village. Block 2, 5 and 6 are used for recording the particulars relating to field operations, Remarks of the investigators and those of the supervisory officer(s) respectively.

    Methodology notes

    NSS 57th Round : Sch. 2.345

    File name Record length No. of records Remarks

    WHCC201R TXT 299 1,38,145 work file RURAL
    WHCC201U TXT 299 2,23,631 ---do--- URBAN

    WHCC202R TXT 631 1,38,145 ---do--- RURAL
    WHCC202U TXT 631 2,23,631 ---do---- URBAN

    Note: In the metadata data sets for Rural and Urban have been combined.

    Note : (1) f.s.u. serial numbers assigned false numbers to disable identity of units.
    (2) files are in ASCII format and they are flat / line sequential.

    Data contained in different blocks of schedule 2.345 for each enterprise (SSU) are organized in two separate work files as described above.

    These work files ( whcc201 & whcc202 ) are enterprise level files, which means there will be only one record for each enterprise. Enterprise level different characteristics are available in these work files along with identification particulars.

    General
    Each record contains sub-sample code both in byte positions 11 & 23. For sub-sample wise tabulation, code given in position 23 is to be used. For getting count of sample number of enterprises for any parameter take count of only those records where sub-sample codes available in two places match.

    Use of Multipliers
    For generating sub-sample wise estimates
    Actual multiplier = reported multiplier / 100.

    For generating sub-sample combined estimates
    Actual multiplier = reported multiplier / 100 if NSC = NSS
    reported multiplier / 200 if NSC > NSS
    where NSS and NSC are sub-sample wise and combined Ns counts respectively.

    Data collection

    Dates of Data Collection
    Start End
    2006-07-01 2007-06-30
    Time periods
    Start date End date Cycle
    2006-07-01 2006-09-30 Sub round -1
    2006-10-01 2006-12-31 Sub round -2
    2007-01-01 2007-03-31 Sub round -3
    2007-04-01 2007-06-30 Sub round -4
    Mode of data collection
    • Face-to-face [f2f]
    Data Collectors
    Name Affiliation Abbreviation
    Field Office Division (NSSO) Minstry of Statistics and PI, Govt. of India FOD (NSSO)
    Supervision

    Field Office Division of NSSO, Ministry of Statistics and Program Implimentation

    Data Collection Notes

    Period of survey and work programme: The survey period of this round was divided into four sub-rounds of three months duration.

    Data processing

    Data Editing

    Data was collected as per the Questionnaire 2.3453. But for processing purposes, two flat files were created using the identification particulars from Block 1 and 2. Other data for these two data sets have been derived from Block 3 to 10. Data editing, scrutiny and validation were carried out as per the scrutiny checks and corrected manually.

    Data appraisal

    Data Appraisal

    Comparison of results with earlier survey for Unorganised service sector.

    Data Access

    Access authority
    Name Affiliation URL Email
    ADG,NSSO Ministry of Statistics and PI www.mospi.gov.in
    DDG, Computer Centre Ministry of Statistics and PI www.mospi.gov.in pc.mohanan@nic.in
    Confidentiality
    Is signing of a confidentiality declaration required? Confidentiality declaration text
    yes The NSSO data are strictly confidential and are to be used only for statistical purposes.
    Access conditions

    Validated unit level data relating to various survey rounds are available on CD-ROMS which can be obtained from the Deputy Director General, Computer Centre, M/O Statistics
    and PI, East Block No. 10 R.K. Puram, New Delhi-110066 by remitting the price along with packaging and postal charges as well as giving an undertaking duly signed in a
    specified format.The amount is to be remitted by way of demand draft drawn in favour of Pay & Accounts Officer, Ministry of Statistics & Programme Implementation, payable at
    New Delhi.

    Citation requirements

    National Sample Survey Organization, Service Sector in India 2006-07, Version 1.0 NSS 63rd Round, provided by CSO(IS Wing) Kolkota.

    Disclaimer and copyrights

    Disclaimer

    The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of
    the data or for interpretations or inferences based upon such uses.

    Copyright

    (c) 2006, National Sample Survey Organization of India

    Contacts

    Contacts
    Name Affiliation Email URL
    ADG, SDRD MOSPI mospi.gov.in
    DDG (CC) MOSPI pc.mohanan@nic.in mospi.gov.in

    Metadata production

    DDI Document ID

    DDI-IND-NSSO-SSI-2006-v1.0

    Producers
    Name Abbreviation Affiliation Role
    Computer Centre CC MInistry of Statistics and PI (MOSPI) Documentation of the study
    Date of Metadata Production

    2012-11-03

    Metadata version

    DDI Document version

    Version 1.0 (November, 2012)

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