DDI-IND-MOSPI-NSSO-59Rnd-Sch18pt2-Jan-Dec2003
Debt & Investment, Jan - Dec 2003
NSS 59th Round
DIS 2003 : NSS 59th Round
| Name | Country code |
|---|---|
| India | IND |
Socio-Economic/Monitoring Survey [hh/sems]
The Reserve Bank of India (RBI) conducted, for the first time during November 1951 to August 1952, the “All India Rural Credit Survey” in 75 selected districts spread all over the country. The main objective of this survey was to study two aspects, viz.,(i) the demand for credit from rural families and (ii) the supply of credit by credit agencies -both institutional and non-institutional. The data were collected mainly for formulating the banking policies. The design of the survey was not suitable for providing estimates of indebtedness at the state and national level. The second such survey on rural “Debt and Investment” was conducted by the RBI in the year 1961-62 for obtaining reliable estimates of debt, borrowing, capital formation etc. The third comprehensive enquiry in this series of decennial surveys was entrusted by the RBI to the National Sample Survey Organisation (NSSO) and was conducted along with the survey on “Land Holding” during the year 1971-72, as a part of the NSSO programme in its 26th round survey operation. The fourth such survey was conducted in the 37th round (January to December 1982) along with Land Holdings as per the ten years programme charted by the Governing Council. The fifth such survey “All India Debt and Investment Survey (AIDIS)” was conducted along with “Land and Livestock Holdings” in the 48th round (January to December, 1992).
In the 59th round (January to December, 2003) also, “All India Debt and Investment Survey (AIDIS)” will be carried out along with “Land and Livestock Holdings”. The objectives of the AIDIS remain the same as those of the earlier surveys, namely, to obtain quantitative information on the stock of assets, incidence of indebtedness, capital formation and other indicators or rural/urban economy which will be of value in developing the credit structure in particular, and also for obtaining other allied information required in the field of planning and development. Further, since the survey will be of the kind of a repeat survey of that of the NSS 48th round, it is considered necessary to plan the survey in such a way as to ensure, as far as practicable, comparability with the estimates of the various characteristics generated from the earlier rounds.
The survey period of the 59th round was from January to December 2003. The required information has been collected from the same set of sample households in two visits. The information to be collected in the second visit to the household is considerably less than that to be collected in the first visit. In view of this uneven work-load in the two visits, it was decided to keep the survey period of the first visit as eight months - from January to August 2003 - and the survey period of the second visit as four months - from September to December 2003. As a result, the households which were visited in the first two months of the first visit will be revisited in the first month of the second visit and so on.
The position in regards to the assets and liabilities of the sample households is required to be collected with reference to a fixed data, namely, as on the 30th June 2002. There was a time lag between the reference date and the survey date in the first visit varying from household to household ranging from 6 months to a maximum period of 14 months. To derive the above, therefore, it was decided to collect information on assets and liabilities as on the date of survey and the transactions relating to the said assets and liabilities carried out during the period intervening the date of reference and the date of survey.
Broadly, the following information has been collected in this round of survey :-
(i) the asset and the liability position of the households
(ii) the amount of capital expenditure incurred by the household during the reference period of agricultural year 2002-2003 on
(a) residential plots, houses or buildings,
(b) farm business and
(c) non-farm business,
(iii) sale and loss of assets during July 2002 to June 2003.
The assets owned by the households have been classified into three categories, namely,
(a) physical assets contributing to capital formation
(b) financial assets and
(c) durable household assets.
Besides collection of information for deriving the asset and liability position of the households as on 30.6.2002, provisions have also been made to collect data on the transactions of physical, financial and household durable assets and also on the cash borrowings and repayments made during the agricultural year 2002-2003.
Sample survey data [ssd]
Randomly selected households based on sampling procedure and members of the household
V1.0; Re-organised anonymised dataset for public distribution.
2012-11-11
The description of different blocks appearing in visit-1 and visit -2 of schedule 18.2 of the 59th round
block no. block heading appearing in the schedule for
(1) (2) (3)
0 descriptive identification of sample household visit 1&2
1 identification of sample household visit 1&2
2 particulars of field operation visit 1&2
3 household characteristics visit 1 only
4 demographic and other particulars of household members visit 1 only
5 land owned by the household as on the date of survey and transaction during 1.7.02 to the date of survey visit 1 only
6 buildings and other constructions owned by the household as on the date of survey and related transaction during 1.7.02 to date of survey visit 1 only
7 livestock and poultry owned by the household as on the date of survey and their transactions during 1.7.02 to date of survey visit 1 only
8 agricultural machinery and implement owned by the household as on the date of survey and related transactions during 1.7.02 to date of survey visit 1 only
9 non-farm business equipments owned by the household as on the date of survey and related transactions during 1.7.02 to date of survey visit 1 only
10 transport equipment owned by the household as on the date of survey and related transaction during 1.7.02 to date of survey visit 1 only
11 durable assets owned by the household as on the date of survey and related transaction during 1.7.02/1.7.03 to date of survey visit 1 &2
12 shares &debentures owned by the household in co-operative societies & companies as on the date of survey and related transaction during 1.7.02 to date of survey visit 1 only
13 financial assets other than shares & debentures owned by the household as on the date of survey and related transaction during 1.7.02 to date of survey visit 1 only
14 cash loans and kind loans receivable by household against different securities/heads on the date of survey and related transaction during 1.7.02/ 1.7.03 to date of survey visit 1&2
15.1 number of cash loans of the household outstanding as on the date of survey and number of loans fully repaid/written off during 1.7.02/ 1.1.03 to date of survey visit 1&2
15.2 particulars of cash loans payable by the household to institutional/ non-institutional agencies as on the date of survey and transaction of loans during 1.7.02/ 1.1.03 to date of survey visit 1&2
16 kind loans and other liabilities payable by the household as on the date of survey visit 1&2
17.1 specified items on which household incurred expenditure during 1.7.02 to 31.12.02 / 1.1.03 to 30.6.03 visit 1&2
17.2 expenditure incurred by the household on specified items during 1.7.02 to 31.12.02/1.1.03 to 30.6.03 visit 1&2
18 particulars of sale and loss of assets during 1.7.02 to 31.12.02/1.1.03 to 30.6.03 visit 1&2
The survey covered the whole of the Indian Union except (i) Leh (Ladakh) and Kargil districts of Jammu & Kashmir, (ii) interior villages of Nagaland situated beyond five kilometres of the bus route and (iii) villages in Andaman and Nicobar Islands which remain inaccessible throughout the year.
The survey used the interview method of data collection from a sample of randomly selected households and members of the household.
| Name | Affiliation |
|---|---|
| National Sample Survey Office | M/o Statistics and Programme Implementation(MOSPI),Government of India (GOI) |
| Name | Affiliation | Role |
|---|---|---|
| Survey Design Reearch Division | National Sample Survey Office | Questionnaire Desgn, Sampling methodology,Survey Reports Questionnaire Desgn, Sampling methodology,Survey Reports Questionnaire Design, Sampling methodology, Survey Reports |
| Field Operations Division | National Sample Survey Office | Field Work |
| Data Processing Division | National Sample Survey Office | Data Processing |
| Computer Centre | M/o Statistics and Programme Implementation(MOSPI),Government of India (GOI) | Tabulation and Dissemination |
| Name | Abbreviation |
|---|---|
| M/o Statistics & Programme Implementation, GOI | MOSPI |
| Name | Affiliation | Role |
|---|---|---|
| Governing council and Working Group | GOI | Finalisation of survey study |
Sample Design
Broad design: A stratified multi-stage design has been adopted for the 59th round survey. The first stage unit (FSU) is the census village in the rural sector and UFS block in the urban sector. The ultimate stage units (USUs) are households in both the sectors. Hamlet-groups / sub-blocks constitute the intermediate stage whenever these are formed in the selected FSU.
Sampling Frame for First Stage Units: For rural areas, the list of villages (panchayat wards for Kerala) as per Population Census 1991 and for urban areas the latest UFS frame have been used as sampling frame. For stratification of towns by size class, provisional population of towns as per Census 2001 have been used.
Stratification
Rural Sector: Two special strata have been formed at the State/ UT level, viz.,
Stratum 1: all FSUs with population between 0 to 50 and
Stratum 2: FSUs with population more than 15,000.
Special stratum 1 was formed whenever at least 50 such FSUs were found in a State/UT. Similarly, special stratum 2 was formed if at least 4 such FSUs were found in a State/UT. Otherwise, such FSUs were merged with the general strata.
Urban Sector: In the urban sector, strata have been formed within each NSS region on the basis of size class of towns as per Population Census 2001. The stratum numbers and their composition (within each region) are given below.
stratum 1 : all towns with population less than 50,000
stratum 2 : all towns with population 50,000 or more but less than 2 lakhs
stratum 3 : all towns with population 2 lakhs or more but less than 10 lakhs
stratum 4, 5, 6,... : each city with population 10 lakhs or more
Total Sample Size (FSUs): 10608 FSUs have been allocated at all-India level on the basis of investigator strength in different States/UTs for central sample and 11496 for state sample.
There was no deviation from the original sampling design.
Details of the schedule 18.2 NSS round 59
Block 0: Descriptive identification of sample household: This block is meant for recording descriptive identification particulars of the sample household and the sample village/block to which the sample household belongs.
Block 1: Identification of sample household: The identification particulars of the sample household are to be recorded against items 1 to 15.
Block 2: Particulars of field operation
Block 3: Household characteristics: Certain household characteristics, such as, household size, household type, religion, social-group, household industry, household occupation, consumer expenditure, and operation of land etc., which are intended to be used mainly as classificatory characteristics in tabulation will be recorded in this block. This block has been filled-in in visit 1 only.
Block 4: Demographic and other particulars of household members: All members of the sample household will be listed in this block. Demographic particulars viz. Relation to head, age, sex, marital status, general education and usual activity particulars with industry of work will be recorded for each member, using one line for each.
Block 5: Land owned by the household as on date of survey and related transactions during 1.7.02 to date of survey: This block has been filled in only during the first visit to the sample household. This block is meant for recording area and value of each type of land, including the house site and other residential areas, owned by the sample household on the date of survey and also the acquisition and disposal of land during the period 1.7.02 to date of survey. With the help of these data, the area and value of land owned by the household as on 30.6.02 will be derived.
Block 6: Buildings and other constructions owned by the household on the date of survey and related transactions during 1.7.02 to date of survey: This block has been filled in only during the first visit to the sample household. This block is meant for recording approximate floor area (sq mts 0.00) and value (Rs) of all owned buildings and constructions on the date of survey and also the value of acquisition and disposal of these assets during the period 1.7.02 to the date of survey. With the help of these data the stock position as on 30.6.02 will be derived. The items have been grouped under three major heads viz.
residential buildings,
buildings used for farm business,
buildings used for non-farm business
Block 7: Livestock and poultry owned by the household on the date of survey and related transaction during 1.7.02 to date of survey: This block has been filled in only during the first visit to the sample household. The information on number and value of cattle and buffalo owned by the household with break-up by age, sex and use and of other large heads viz elephant, horse etc., sheeps, goats, pigs , rabbits and of poultry birds has been collected in this block along with the data on the transactions during 1.7.02 to the date of survey.
Block 8: Agricultural machinery and implements owned by the household on the date of survey and related transactions during 1.7.02 to date of survey: The number and value of agricultural machinery and implements owned by the household on the date of survey and those acquired or disposed of during 1.7.02 to the date of survey has been collected in this block.
Block 9: Non-farm business equipments owned by the household and related transactions
Block 10: Transport equipments: This block is to be filled in for visit 1 only. In this block, the number and the value of the household's share of all transport equipments owned on the date of survey has been recorded.
Block 11: Durable assets owned by the households and related transactions: This block shall be canvassed both for visit -1 and visit- 2.
Block 12: Shares and debentures owned by the household and related transactions: This block is to be filled in for visit 1 only. This block is meant for recording the stock of the financial assets in the form of ownership of shares and debentures in the credit or non-credit cooperative societies, commercial banks, financial and non-financial companies, mutual fund including the Unit Trust of India and other similar financial assets as on the date of survey and also their transactions during 1.7.02 to date of survey.
Block 13, Financial assets other than shares and debentures: This block is provided for collecting information on financial assets not covered in block 12 above. The financial assets to be considered here are the different types of certificates/securities issued by the government or banks, viz. NSC, Indira Vikas Patra, Kisan Vikas Patra, RBI Bonds or deposits in post office, cooperative societies/banks, commercial banks, companies, insurance companies etc. In case of certificates, the amount paid at the time of purchase will be considered and for deposits the total amount including interest accrued should be taken into account.
Block 14: Cash loans and kind loans receivable by the household: This block is meant for collecting information in respect of amount receivable by the household on the date of survey on account of loans advanced by them in cash or in kind and the transactions of such loans during the reference periods, viz. 1.7.02 to the date of survey during the first visit and 1.7.03 to the date of survey in second visit.
Block 15.1: This block is meant for recording general particulars about the cash loans payable by the households to institutions and other agencies.
Block 15.2: Particulars of cash loans payable by the household: The details of cash loans payable by the household as on the date of survey and transactions of all loans during the reference period of 1.7.02/1.1.03 to the date of survey have been recorded in this sub-block in the schedules of first/second visit.
Block 16: Kind loans and other liabilities payable by the household as on the date of survey: In this block, information will be collected in respect of all kind loans and other cash liabilities.
Block 17.1: This block has been designed to identify the specific items on which expenditure in cash and or in kind has been incurred for new purchase, constructions, additions, major repairs and alterations, improvement etc., and normal repairs and maintenance during the reference period of 1.7.02 to 31.12.02 and 1.1.03 to 30.6.03 in visit one and visit two respectively.
Block 17.2: The items on which capital expenditure (including expenditure on normal repairs and maintenance) has been incurred during the reference period, has been identified in block 17.1. The details of the amount of expenditure incurred under various heads on the items already identified in block 17.1 have been collected in block 17.2
Block 18: Particulars of sale and loss of assets: This block is meant for recording the details of the sale of physical assets and loss of physical assets caused by natural calamities or otherwise during the reference period of 1.7.02 to 31.12.02 and 1.1.03 to 30.6.03 in visit 1 and 2 respectively. In this block sale of new and old assets have been considered.
| Start | End | Cycle |
|---|---|---|
| 2003-01-01 | 2003-08-31 | Visit 1 |
| 2003-09-01 | 2003-12-31 | Visit 2 |
| Name | Affiliation | URL | |
|---|---|---|---|
| Computer Centre | M/O Statistics and Programme Implementation | http://mospi.nic.in/Mospi_New/site/home.aspx | nssodata@gmail.com |
Validated unit level data relating to various survey rounds are available on CD-ROMS which can be obtained from the Deputy Director General, Computer Centre, M/O Statistics and PI, East Block No. 10 R.K. Puram, New Delhi-110066 by remitting the price along with packaging and postal charges as well as giving an undertaking duly signed in a specified format.The amount is to be remitted by way of demand draft drawn in favour of Pay & Accounts Officer, Ministry of Statistics & Programme Implementation, payable at New Delhi.
The user of the data acknowledges that the original collector of the data, the authorized distributor of the data, and the relevant funding agency bear no responsibility for use of the data or for interpretations or inferences based upon such uses.
| Name | Affiliation | URL |
|---|---|---|
| ADG, SDRD , NSSO | M/O Statistics & PI, G/O India | http://mospi.gov.in/ |
| DDG, Computer Centre | M/O Statistics & PI, G/O India | http://mospi.nic.in/Mospi_New/site/home.aspx |
DDI-IND-MOSPI-NSSO-59Rnd-Sch18pt2-Jan-Dec2003
| Name | Abbreviation | Affiliation | Role |
|---|---|---|---|
| Computer Centre | MOSPI, CC | M/O Statistics & Programme Implementation | Documentation of the study |
2012-11-11
Version 1.0 (Nov 2012)
